Estimates and Fermi Calculations

Learning Objectives

By the end of this section, you will be able to:

Estimate the values of physical quantities.

On many occasions, physicists, other scientists, and engineers need to make estimates for a particular quantity. Other terms sometimes used are guesstimates, order-of-magnitude approximations, back-of-the-envelope calculations, or Fermi calculations. (The physicist Enrico Fermi mentioned earlier was famous for his ability to estimate various kinds of data with surprising precision.) Will that piece of equipment fit in the back of the car or do we need to rent a truck? How long will this download take? About how large a current will there be in this circuit when it is turned on? How many houses could a proposed power plant actually power if it is built? Note that estimating does not mean guessing a number or a formula at random. Rather, estimation means using prior experience and sound physical reasoning to arrive at a rough idea of a quantity’s value. Because the process of determining a reliable approximation usually involves the identification of correct physical principles and a good guess about the relevant variables, estimating is very useful in developing physical intuition. Estimates also allow us to perform “sanity checks” on calculations or policy proposals by helping us rule out certain scenarios or unrealistic numbers. They allow us to challenge others (as well as ourselves) in our efforts to learn truths about the world.

Many estimates are based on formulas in which the input quantities are known only to a limited precision. As you develop physics problem-solving skills (which are applicable to a wide variety of fields), you also will develop skills at estimating. You develop these skills by thinking quantitatively and being willing to take risks. As with any skill, experience helps. Familiarity with dimensions and units, and the scales of base quantities also helps.

To make some progress in estimating, you need to have some definite ideas about how variables may be related. The following strategies may help you in practicing the art of estimation:

Get big lengths from smaller lengths. When estimating lengths, remember that anything can be a ruler. Thus, imagine breaking a big thing into smaller things, estimate the length of one of the smaller things, and multiply to get the length of the big thing. For example, to estimate the height of a building, first count how many floors it has. Then, estimate how big a single floor is by imagining how many people would have to stand on each other’s shoulders to reach the ceiling. Last, estimate the height of a person. The product of these three estimates is your estimate of the height of the building. It helps to have memorized a few length scales relevant to the sorts of problems you find yourself solving. For example, knowing some of the length scales might come in handy. Sometimes it also helps to do this in reverse—that is, to estimate the length of a small thing, imagine a bunch of them making up a bigger thing. For example, to estimate the thickness of a sheet of paper, estimate the thickness of a stack of paper and then divide by the number of pages in the stack. These same strategies of breaking big things into smaller things or aggregating smaller things into a bigger thing can sometimes be used to estimate other physical quantities, such as masses and times.
Get areas and volumes from lengths. When dealing with an area or a volume of a complex object, introduce a simple model of the object such as a sphere or a box. Then, estimate the linear dimensions (such as the radius of the sphere or the length, width, and height of the box) first, and use your estimates to obtain the volume or area from standard geometric formulas. If you happen to have an estimate of an object’s area or volume, you can also do the reverse; that is, use standard geometric formulas to get an estimate of its linear dimensions.
Get masses from volumes and densities. When estimating masses of objects, it can help first to estimate its volume and then to estimate its mass from a rough estimate of its average density (recall, density has dimension mass over length cubed, so mass is density times volume). For this, it helps to remember that the density of air is around 1 kg/m³, the density of water is 10³ kg/m³, and the densest everyday solids max out at around 10⁴ kg/m³. Asking yourself whether an object floats or sinks in either air or water gets you a ballpark estimate of its density. You can also do this the other way around; if you have an estimate of an object’s mass and its density, you can use them to get an estimate of its volume.
If all else fails, bound it. For physical quantities for which you do not have a lot of intuition, sometimes the best you can do is think something like: Well, it must be bigger than this and smaller than that. For example, suppose you need to estimate the mass of a moose. Maybe you have a lot of experience with moose and know their average mass offhand. If so, great. But for most people, the best they can do is to think something like: It must be bigger than a person (of order 10² kg) and less than a car (of order 10³ kg). If you need a single number for a subsequent calculation, you can take the geometric mean of the upper and lower bound—that is, you multiply them together and then take the square root. For the moose mass example, this would be

\((10^2×10^3)^{0.5}=10^{2.5}=10^{0.5}×10^2 ≈ 3×10^2\;kg.\)

The tighter the bounds, the better. Also, no rules are unbreakable when it comes to estimation. If you think the value of the quantity is likely to be closer to the upper bound than the lower bound, then you may want to bump up your estimate from the geometric mean by an order or two of magnitude.
One “sig. fig.” is fine. There is no need to go beyond one significant figure, or one digit in the coefficient of an expression in scientific notation, when doing calculations to obtain an estimate. In most cases, the order of magnitude is good enough. The goal is just to get in the ballpark figure, so keep the arithmetic as simple as possible.
Ask yourself: Does this make any sense? Last, check to see whether your answer is reasonable. How does it compare with the values of other quantities with the same dimensions that you already know or can look up easily? If you get some wacky answer (for example, if you estimate the mass of the Atlantic Ocean to be bigger than the mass of Earth, or some time span to be longer than the age of the universe), first check to see whether your units are correct. Then, check for arithmetic errors. Then, rethink the logic you used to arrive at your answer. If everything checks out, you may have just proved that some slick new idea is actually bogus.

EXAMPLE: Mass of Earth’s Oceans

Estimate the total mass of the oceans on Earth.

Strategy

We know the density of water is about 10³ kg/m³, so we start with the advice to “get masses from densities and volumes.” Thus, we need to estimate the volume of the planet’s oceans. Using the advice to “get areas and volumes from lengths,” we can estimate the volume of the oceans as surface area times average depth, or V = AD. We know the diameter of Earth as 10⁷ m and we know that most of Earth’s surface is covered in water, so we can estimate the surface area of the oceans as being roughly equal to the surface area of the planet. By following the advice to “get areas and volumes from lengths” again, we can approximate Earth as a sphere and use the formula for the surface area of a sphere of diameter d—that is, \(A=\pi d^2\) to estimate the surface area of the oceans. Now we just need to estimate the average depth of the oceans. For this, we use the advice: “If all else fails, bound it.” We happen to know the deepest points in the ocean are around 10 km and that it is not uncommon for the ocean to be deeper than 1 km, so we take the average depth to be around\( (10^3×10^4)^{0.5} ≈ 3 × 10^3\;m.\) Now we just need to put it all together, heeding the advice that “one ‘sig. fig.’ is fine.”

Solution

We estimate the surface area of Earth (and hence the surface area of Earth’s oceans) to be roughly

Next, using our average depth estimate of \(D=3 × 10^3\;m\) which was obtained by bounding, we estimate the volume of Earth’s oceans to be

Last, we estimate the mass of the world’s oceans to be

Thus, we estimate that the order of magnitude of the mass of the planet’s oceans is 10²¹ kg.

Significance

To verify our answer to the best of our ability, we first need to answer the question: Does this make any sense? The mass of Earth’s atmosphere is on the order of 10¹⁹ kg and the mass of Earth is on the order of 10²⁵ kg. It is reassuring that our estimate of 10²¹ kg for the mass of Earth’s oceans falls somewhere between these two. So, yes, it does seem to make sense. It just so happens that we did a search on the Web for “mass of oceans” and the top search results all said which is the same order of magnitude as our estimate. Now, rather than having to trust blindly whoever first put that number up on a website (most of the other sites probably just copied it from them, after all), we can have a little more confidence in it.

How many piano tuners are there in New York City? How many leaves are on that tree? If you are studying photosynthesis or thinking of writing a smartphone app for piano tuners, then the answers to these questions might be of great interest to you. Otherwise, you probably couldn’t care less what the answers are. However, these are exactly the sorts of estimation problems that people in various tech industries have been asking potential employees to evaluate their quantitative reasoning skills. If building physical intuition and evaluating quantitative claims do not seem like sufficient reasons for you to practice estimation problems, how about the fact that being good at them just might land you a high-paying job?